Practice Areas

  • Corporate & securities law
  • Private placement offerings (Reg D, Regulation A, and Regulation Crowdfunding)
  • Fund formation
  • Broker-dealer and investment advisor compliance
  • Due diligence & risk audits
  • General counsel services
  • Mergers & acquisitions
  • SEC defense
  • FINRA arbitration litigation
  • Litigation
  • Corporate & securities law
  • Private placement offerings (Reg D, Regulation A, and Regulation Crowdfunding)
  • Fund formation
  • Broker-dealer and investment advisor compliance
  • Due diligence & risk audits
  • Mergers & acquisitions
  • SEC defense
  • FINRA arbitration
  • General counsel services

Meet The Team

David Allen

Partner

David Allen has nearly thirty years of experience in the securities industry, where he has developed a profound understanding of the financial regulatory environment. David has provided litigation support in hundreds of legal proceedings, founded numerous financial services firms, and conducted compliance consulting. With a deep understanding of SEC and FINRA regulations and the difficulties of acquiring capital, David is committed to assisting and guiding financial firms and securities issuers. His vast knowledge and expertise in this area make him a valuable resource for those seeking support in navigating these complex processes.

He earned his Juris Doctor from Vermont Law School. He earned a M.B.A. from University of Massachusetts, Lowell and a B.S. in Business Administration and Management from Oral Roberts University. David is licensed to practice law in New York, New Jersey and Connecticut.

Natalie Thomas

Partner

With significant expertise in unregistered securities offerings and corporate governance for private companies, Natalie has assisted clients ranging from newly formed startups to large private investment firms. Natalie manages a variety of corporate and securities matters, including securities filings, regulatory compliance, and preparation of offering materials. She also provides comprehensive legal counsel to startup clients on general corporate matters. Natalie’s deep understanding of the entrepreneurial landscape drives her dedication to supporting and aiding entrepreneurs and small businesses with formation, financing, and everyday legal needs.

She earned her Juris Doctor from Vermont Law School and a B.A. in Philosophy from the University of California, Los Angeles. Natalie is licensed to practice law in California.

Cannon McMahan

Associate Attorney

Cannon McMahan serves as an Associate Attorney with Allen & Thomas, LLP. Cannon’s experience has revolved around assisting entrepreneurs navigate corporate and securities issues. Specializing in matters related to exempt securities offerings under Regulation D, Regulation A, and Regulation Crowdfunding, Cannon’s legal practice includes advising founders on business and fund formation, developing capital-raising strategies, and drafting corporate governance documents, securities offering statements, and other business agreements.

Cannon earned his Juris Doctor from the Oklahoma City University School of Law and dual Bachelor of Science degrees from Oklahoma State University. Cannon is licensed to practice law in Oklahoma.