Click here
Practice Areas

Allen & Thomas is ready to support your business with our deep expertise in various practice areas, including decades of experience navigating the nuances of corporate and securities law.

Protect your company’s interests with comprehensive legal expertise in the complexities of mergers, acquisitions, and business sales. Our team ensures a thorough understanding of the financial risks and implications, including tax consequences, for your organization and its shareholders. At Allen & Thomas, we provide robust support in conducting due diligence, drafting Letters of Intent, structuring transactions, and preparing representations, warranties, and definitive agreements to facilitate successful deals.

Our fractional general counsel services provide businesses with the expertise and guidance of an in-house legal team at a fraction of the cost. We specialize in business law, corporate governance, and securities work, offering tailored solutions to meet your company’s unique legal needs. Our experienced attorneys work closely with your team to ensure compliance, manage risk, and support strategic business decisions. Whether you need ongoing legal support or specific project-based assistance, our flexible services are designed to integrate seamlessly with your operations, allowing you to focus on growing your business.

If regulatory bodies like the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) are pursuing action against your company, Allen & Thomas’s depth of experience in this field can help you effectively respond to Letters of Inquiry and subpoenas or help prepare your defense during SEC enforcement actions and FINRA disciplinary actions. Our strategic guidance can also help companies mitigate the risks associated with these regulations to avoid costly enforcement and disciplinary actions.

Our firm specializes in leading clients through the nuances of private offerings. We guide businesses through the intricate process of raising capital by leveraging applicable exemptions from registration requirements, ensuring compliance with federal and state securities laws. Our team is experienced in structuring offerings to meet legal standards while aligning with your strategic business goals. From drafting offering documents to advising on regulatory filings, we provide comprehensive support to streamline your fundraising efforts.

Allen & Thomas delivers reliable guidance to broker-dealers and serial issuers, ensuring they can engage in continuous capital-raising activities without breaching FINRA and state securities regulations. Our expertise equips you with best practices designed to enhance fundraising opportunities while reducing risks. We are committed to tailoring our services to meet the specific needs of your business, fostering sustainable growth and compliance.

Our firm specializes in providing comprehensive legal support for private investment funds, guiding clients through the formation, structuring, and regulatory compliance processes across a range of asset classes, including equities, bonds, real estate, and more. We offer customized legal advice to fund managers, ensuring alignment with their strategic objectives and investment strategies. With our extensive knowledge of the fund landscape, we assist in drafting and negotiating fund documents, such as offering memoranda and partnership agreements. Whether dealing with hedge funds or private equity, our team is dedicated to helping you navigate the complexities of fundraising and investment strategies, enabling your fund to operate efficiently and effectively.

The Freedom Tower rises above the New York skyline surrounded by buildings.